Target audience

  • Customer advisors, registered as advisors
  • Financial service providers subject to the FINSA

The courses are also open to the following people:

  • Asset management companies (qualified managers, compliance officers and employees)
  • Auditors
  • Any interested public

Content and duration of the courses

  1. FinSA initial training: This 4-hour training course is recognised by the registers as basic training in FinSA rules of conduct. It is provided in e-learning format and is therefore accessible at all times. It is supplemented by a knowledge validation test.
  2. FinSA continuous training: This 2-hour training course, recognised by the registers, is given in the form of a webinar and must be taken before each renewal of registration.

Training requirements for advisers on the register of advisers

Basic training :                          4h basic training FINSA

Continuing education :             2h every 2 years of regulatory continuing education FINSA

Validation / recognition possibilities

Basic MLA training (ARIF members) NO
MLA continuing education (ARIF members) NO
Asset Management Companies (qualified managers, compliance officers and staff) :YES
Trustees (qualified managers, compliance officers and staff):NO
Councillors’ Register : YES
SAQ (CWMA recertification) :YES (4 hours)
VSV-ASG : YES (4 credits)
SRO auditors: NO
SO auditors: YES

Certificate

All training courses provided by ARIF automatically give the right to a certificate sent directly to the participant.

If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.

Lang.

Date

Place

Training

Program

anglais

Accessible at all times

E-learning

registre

FINSA – initial training Knowledge of the FinSA rules of conduct (Art. 6 FinSA)
francais

Accessible at all times

E-learning

continue

Formation initiale LSFIN Connaissance des règles de conduite de la LSFIN (art. 6 LSFIN)
anglais

24.03.2023 ; 10:00 – 12:00

Online

registre

FINSA – continuous training (renewal) New date