ARIF’s training for financial advisers
Target audience
- Customer advisors, registered as advisors
- Financial service providers subject to the FINSA
The courses are also open to the following people:
- Asset management companies (qualified managers, compliance officers and employees)
- Auditors
- Any interested public
Content and duration of the courses
- FinSA initial training: This 4-hour training course is recognised by the registers as basic training in FinSA rules of conduct. It is provided in e-learning format and is therefore accessible at all times. It is supplemented by a knowledge validation test.
- FinSA continuous training: This 2-hour training course, recognised by the registers, is given in the form of a webinar and must be taken before each renewal of registration.
Training requirements for advisers on the register of advisers
Basic training : 4h basic training FINSA
Continuing education : 2h every 2 years of regulatory continuing education FINSA
Validation / recognition possibilities
Basic MLA training : | NO |
MLA continuing education : | NO |
Asset Management Companies (qualified managers, compliance officers and staff) : | YES (only FinSA) |
Trustees (qualified managers, compliance officers and staff): | NO |
Councillors’ Register : | YES |
SAQ (CWMA recertification) : | YES |
VSV-ASG : | YES |
SRO auditors: | NO |
SO auditors: | YES |
Certificate
All training courses provided by ARIF automatically give the right to a certificate sent directly to the participant.
If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.
Lang.
Date
Place
Training
Program
anglais
Accessible at all times
E-learning
continue
FINSA – RECURRENT TRAINING [2] Distribution of financial products and financial services case law