Target audience

  • Customer advisors, registered as advisors
  • Financial service providers subject to the FINSA

The courses are also open to the following people:

  • Asset management companies (qualified managers, compliance officers and employees)
  • Auditors
  • Any interested public

Content and duration of the courses

FINSA training seminars: These 2 or 4-hour training courses are intended for financial service providers and client advisors subject to Art. 6 FINSA and are recognised by the registries as training in the FINSA rules of conduct.

Training requirements for advisers on the register of advisers

Basic training :                          4h basic training FINSA

Continuing education :             2h every 2 years of regulatory continuing education FINSA

Validation / recognition possibilities

Basic MLA training (ARIF members) NO
MLA continuing education (ARIF members) NO
Asset Management Companies (qualified managers, compliance officers and staff) :YES
Trustees (qualified managers, compliance officers and staff):NO
Councillors’ Register : YES
SAQ (CWMA recertification) :YES (4 hours)
VSV-ASG : YES (4 credits)
SRO auditors: NO
SO auditors: YES

Certificate

All training courses provided by ARIF automatically give the right to a certificate sent directly to the participant.

If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.

(printable form to be returned by mail or fax)

Lang.

Date

Place

Training

Program

francais

; –

e-learning

registre

Formation initiale – LSFIN Connaissance des règles de conduite de la LSFIN (art. 6 LSFIN)
anglais

; –

e-learning

registre

FINSA – initial training Knowledge of the FinSA rules of conduct (Art. 6 FinSA)
anglais

02.12.2022 ; 10:00 – 12:00

Online

registre

FinSA – continuous training (advisors)