Target audience

  • Customer advisors, registered as advisors
  • Financial service providers subject to the FINSA

The courses are also open to the following people:

  • Asset management companies (qualified managers, compliance officers and employees)
  • Auditors
  • Any interested public

Content and duration of the courses

  1. FinSA initial training: This 4-hour training course is recognised by the registers as basic training in FinSA rules of conduct. It is provided in e-learning format and is therefore accessible at all times. It is supplemented by a knowledge validation test.
  2. FinSA continuous training: This 2-hour training course, recognised by the registers, is given in the form of a webinar and must be taken before each renewal of registration.

Training requirements for advisers on the register of advisers

Basic training :                          4h basic training FINSA

Continuing education :             2h every 2 years of regulatory continuing education FINSA

Validation / recognition possibilities

Basic MLA training : NO
MLA continuing education :NO
Asset Management Companies (qualified managers, compliance officers and staff) :YES
Trustees (qualified managers, compliance officers and staff):NO
Councillors’ Register : YES
SAQ (CWMA recertification) :YES
VSV-ASG : YES
SRO auditors: NO
SO auditors: YES

Certificate

All training courses provided by ARIF automatically give the right to a certificate sent directly to the participant.

If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.

Lang.

Date

Place

Training

Program

anglais

Accessible at all times

E-learning

registre

FINSA – initial training (Basic training about the FinSA rules of conduct)
francais

Accessible at all times

E-learning

registre

Formation initiale LSFIN (Formation de base sur les règles de conduite de la LSFIN)
allemand

14.09.2023 ; 14:00 – 16:00

Webinaire

continue

FIDLEG KB-Refresher
francais

21/09/2023 ; 10:00 – 12:00

En ligne

continue

LSFIN – formation continue (conseillers)
anglais

29/09/2023 ; 10:00 – 12:00

Online

continue

FinSA – Continuous training (advisors)
italien

03.10.2023 ; 14:00 – 16:00

Webinaire

continue

LSerFi KB-Refresher
italien

28.11.2023 ; 14:00 – 16:00

Webinaire

continue

LSerFi KB-Refresher
allemand

13.12.2023 ; 14:00 – 16:00

Webinaire

continue

FIDLEG KB-Refresher