ARIF’s Training – AMLA/FINSA/FINIA
AML/FINSA/FINIA regulatory training
Target audience
FINIA / FINSA / MLA training :
Qualified managers of asset management companies
The courses are also open to the following people:
- Asset management companies (compliance officers and staff)
- Trustees (qualified managers, compliance officers and staff)
- Financial service providers
- Auditors
- Any interested public
FINIA / MLA training :
Qualified officers of trustee companies
The courses are also open to the following people:
- Trustees (compliance officers and staff)
- ARIF Trustee Members (until the end of 2024)
- Auditors
Content and duration of the courses
Training seminars FINIA / FINSA / MLA: These 4-hour training sessions are intended to provide financial intermediaries subject to the MLA and the legal provisions of the FINSA/FINIA, mainly asset management companies, with ongoing training on all regulatory aspects concerning financial institutions.
MLA/FINIA Training Seminars: These 4-hour training sessions are designed to provide financial intermediaries subject to the MLA and the legal provisions of the FINIA, and mainly trustee companies, with further training on all regulatory aspects concerning financial institutions.
Typical training requirements according to the Supervisory Bodies
(For guidance only, subject to the standards set by the various SBs – Supervisory Bodies)
- Asset Management Companies (qualified managers)
- First year of authorisation: ½ day regulatory training
- Subsequent years : 1 day/year regulatory training and professional and technical knowledge training
- Asset management companies (compliance officers and staff)
- ½ day/year regulatory training and professional and technical knowledge training
- Trustees (qualified officers)
- First year of authorisation: ½ day regulatory training
- 1 day/year regulatory training and training on professional and technical knowledge
- Trustees (compliance officers and staff)
- ½ day/year regulatory training and professional and technical knowledge training
Validation / recognition possibilities
| FINIA / FINSA / MLA training : | |
| Basic MLA training (ARIF members): | NO |
| MLA Continuing Education (ARIF members): | YES (for Financial Institutions) |
| Asset Management Companies (qualified managers, compliance officers and staff) : | YES |
| Trustees (qualified managers, compliance officers and staff): | YES |
| Councillors’ Register : | NO |
| SAQ (CWMA recertification) : | YES (4 hours) |
| VSV-ASG : | YES (4 credits) |
| Auditors: | YES |
| FINIA / MLA training | |
| Basic MLA training (ARIF members): | NO |
| MLA Continuing Education (ARIF members): | YES (for Financial Institutions) |
| Asset Management Companies (qualified managers, compliance officers and staff) : | YES (only MLA and FinIA) |
| Trustees (qualified managers, compliance officers and staff) | YES |
| Register Councillors : | NO |
| SAQ (CWMA recertification) : | analysis in progress |
| Auditors: | YES |
Certificate
All training courses provided by ARIF automatically give the right to a certificate sent directly to the employer.
If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.
Training on professional and technical knowledge
Target audience
Professional and technical knowledge training / Asset manager :
Qualified managers of asset management companies
The courses are also open to the following people:
- Asset management companies (compliance officers and staff)
- Trustees (qualified managers, compliance officers and staff)
- Financial service providers
- Auditors (SO)
- Any interested public
Professional and technical knowledge training / Trustee :
Qualified officers of trustee companies
The courses are also open to the following people:
- Trustees (compliance officers and staff)
- ARIF EF Trustee Members (until the end of 2024)
- Auditors (SO)
Content and duration of the courses
Training seminars on professional and technical knowledge Asset managers and trustees :
The aim of these 4-hour courses is to provide professionals in these fields with continuous training specific to their activity.
Typical training requirements according to the Supervisory Bodies
(For guidance only, subject to the standards set by the various SO – Supervisory Organisations)
Asset Management Companies (qualified managers)
First year of authorisation: ½ day regulatory training
Subsequent years : 1 day/year regulatory training and professional and technical knowledge training
Asset management companies (compliance officers and staff)
½ day/year regulatory training and professional and technical knowledge training
Trustees (qualified officers)
First year of authorisation: ½ day regulatory training
Subsequent years : 1 day/year regulatory training and professional and technical knowledge training
- Trustees (compliance officers and staff)
½ day /year regulatory training and training on professional and technical knowledge
Validation / recognition possibilities
| Professional and technical knowledge training / Asset manager : | |
| Basic MLA training (ARIF members): | NO |
| MLA continuing education (ARIF members): | NO |
| Asset Management Companies (qualified managers, compliance officers and staff): | YES |
| Trustees (qualified managers, compliance officers and staff): | YES |
| Register Councillors : | NO |
| SAQ (CWMA recertification) : | YES (4 hours) |
| Auditors: | NO |
| Professional and technical knowledge training / Trustee : | |
| Basic MLA training (ARIF members): | NO |
| MLA continuing education (ARIF members): | NO |
| Asset Management Companies (qualified managers, compliance officers and staff): | NO |
| Trustees (qualified managers, compliance officers and staff): | YES |
| Register Councillors : | NO |
| SAQ (CWMA recertification) : | YES (4 hours) |
| Auditors: | NO |
Certificate
All training courses provided by ARIF automatically give the right to a certificate sent directly to the employer.
If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.
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