ARIF’s Training – AMLA/FINSA/FINIA

Target audience

FINIA / FINSA / MLA training :

Qualified managers of asset management companies

The courses are also open to the following people:

• Asset management companies (compliance officers and staff)
• Trustees (qualified managers, compliance officers and staff)
• Financial service providers
• Auditors
• Any interested public

FINIA / MLA training :

Qualified officers of trustee companies

The courses are also open to the following people:

• Trustees (compliance officers and staff)
• ARIF Trustee Members (until the end of 2024)
• Auditors

Content and duration of the courses

Training seminars FINIA / FINSA / MLA: These 4-hour training sessions are intended to provide financial intermediaries subject to the MLA and the legal provisions of the FINSA/FINIA, mainly asset management companies, with ongoing training on all regulatory aspects concerning financial institutions.

MLA/FINIA Training Seminars: These 4-hour training sessions are designed to provide financial intermediaries subject to the MLA and the legal provisions of the FINIA, and mainly trustee companies, with further training on all regulatory aspects concerning financial institutions.

Typical training requirements according to the Supervisory Bodies

(For guidance only, subject to the standards set by the various SBs – Supervisory Bodies)

• Asset Management Companies (qualified managers)
  • First year of authorisation: ½ day regulatory training
  • Subsequent years :                     1 day/year regulatory training and professional and technical knowledge training
• Asset management companies (compliance officers and staff)
  • ½ day/year regulatory training and professional and technical knowledge training
• Trustees (qualified officers)
  • First year of authorisation: ½ day regulatory training
  •                                             1 day/year regulatory training and training on professional and technical knowledge
• Trustees (compliance officers and staff)
  • ½ day/year regulatory training and professional and technical knowledge training

Validation / recognition possibilities

Certificate

All training courses provided by ARIF automatically give the right to a certificate sent directly to the employer.

If you require specific certificates (CWMA, other registers, etc.), please indicate this when you register.